Investment Process

Mount Yale Asset Management, LLC and Mount Yale Portfolio Advisors, LLC have a highly developed investment process. The approach combines
proprietary risk management, due diligence, experienced portfolio construction, and portfolio monitoring.

Both portfolio and fund design begin with the establishment of objectives for precise, quantifiable measures of risk.

Mount Yale's research team combines extensive quantitative and qualitative research in the development of its strategies.

Mount Yale monitors its strategies for investment performance and achievement of risk objectives.

Portfolios are rebalanced as needed as a result of Mount Yale's monitoring policies.