Firm Overview

Mount Yale Capital Group, LLC ("Mount Yale") together with its affiliates, manages approximately $1.4 billion of assets for institutional and private clients worldwide, as of February 2010.

Mount Yale was founded in 1999 and focuses on delivering diversified multi-manager solutions using a variety of investment strategies and investment vehicles for its institutional and high-net-worth clients. A representative list of investment strategies that clients may utilize include the following:

- Private Equity Leveraged Buyout
- International Equity Strategies
- Absolute Return Fund
- Equity Hedged Global Multi-Strategy
- Low Volatility Multi-Strategy

Mount Yale is 100% owned by senior management. The three Member Investment Committee contribute more than 60 years of alternative asset management experience to the portfolio construction and management process.

Mount Yale seeks to provide a best of practice service experience to its clients and their investment professionals. The Company has offices in Denver and Minneapolis.

Mount Yale's subsidiaries include:

- Mount Yale Portfolio Advisors, LLC
- Mount Yale Asset Management, LLC
- Mount Yale Investment Advisors, LLC
- Mount Yale International, LTD
- Mount Yale Securities, LLC